How to obtain a certificate after a compulsory product is transferred from a third-party certification to a self-declaration? (With expert answers)

Date：2020/12/14　　Clicks：1682

According to the Announcement No. 44 of the State Administration for Market Regulation in 2019, 17 new mandatory products were transferred from third-party certification to self-declaration evaluation. The following table is the latest version of the product list applicable to the compulsory product certification self-declaration evaluation method.

2. Classification of self-declaration procedures

The self-declaration procedure is divided into self-declaration procedure A and self-declaration procedure B according to different types of conformity assessment methods.

From the above "List of Products Applicable to Compulsory Product Certification Self-Declaration Evaluation Method", it can be seen that some products adopt self-declaration procedure A and some products adopt self-declaration procedure B. The biggest difference between the two is whether the report is issued by a designated laboratory for compulsory certification or a self-selected laboratory.

The conformity assessment methods applicable to the self-declaration procedure A are as follows:

Method 1: A self-selected laboratory will conduct a type test and issue a type test report. The producer (manufacturer) organizes a self-inspection of its factory's quality assurance capabilities and issues a self-inspection report. The self-selected laboratory shall meet the corresponding requirements.

Method 2: The producer (manufacturer) independently chooses a certification body to voluntarily certify its products. The certification body shall meet the corresponding requirements. The certification process should include at least type testing and factory inspection; laboratories conducting type testing should meet the requirements of self-selected laboratories.

The conformity assessment methods applicable to self-declaration procedure B are as follows:

Method 1: The laboratory designated by the corresponding business scope of the compulsory product certification (namely designated laboratory) will conduct type test and issue a type test report. The manufacturer (manufacturer) organizes a self-inspection of its factory quality assurance ability and issues its own Check the report.

Method 2: The producer (manufacturer) independently chooses a certification body to voluntarily certify its products. The certification body shall meet the corresponding requirements. The certification process should include at least type testing and factory inspection; the laboratory conducting the type testing should be a designated laboratory.

Among them, the self-selected laboratory should meet the following requirements:

●The operation of the self-selected laboratory shall comply with the laws and regulations of the country (region) where it is located, and shall have the testing capabilities of the applicable standards for mandatory certification.

● Third-party laboratories registered in China should pass the qualification certification of inspection and testing institutions.

● Third-party laboratories registered overseas should be accredited by CNAS (or ILAC member institution). The manufacturer's (manufacturer) and manufacturer's own laboratories should meet the requirements of the GB/T 27025 (or equivalent IS0/IEC 17025) standard and are encouraged to be accredited by CNAS (or ILAC member institution).

The certification body shall meet the following requirements:

●Certification agencies should be established in accordance with the law, comply with the Requirements for the Management Measures of Certification Agencies, and have certification qualifications in the corresponding fields.

● The certification body shall meet the requirements of GB/T 27065 (or IS0/IEC 17065) standard, and it is encouraged to be accredited by CNAS (or ILAC member institution).



How to obtain certification for mandatory products that implement self-declaration?

Expert answers:

Take "Compulsory Product Certification Catalog Description and Definition Table (Revised in 2020)" 0704 motor-compressor as an example. The State Administration for Market Regulation Announcement No. 11 of 2018 and the State Administration for Market Regulation Announcement No. 44 of 2019 clearly changed the motor-compressor certification method from a third-party certification method to a self-declaration evaluation method. The motor-compressor is a product subject to self-declaration procedure B (designated laboratory type test + self-declaration). There are two ways to obtain certification.

Path 1: The laboratory (namely designated laboratory) designated by the corresponding business scope of the compulsory product certification will conduct type test and issue a type test report. The manufacturer (manufacturer) organizes a self-inspection of its factory quality assurance ability and issues its own Check the report and complete the self-evaluation and product compliance information submission and self-declaration.

Path 2: The producer (manufacturer) independently chooses the certification body to voluntarily certify its products. The certification body must meet the corresponding requirements. The certification process should at least include type testing and factory inspection; the laboratory that conducts type testing should be a designated experiment room. According to the requirements of the producer (manufacturer) and authorized representative (when applicable), the relevant certification body shall submit the self-declared product certification, type test report and factory in the system. Inspection report and related information. The producer (manufacturer) signs and submits a self-declaration.


I would like to ask, for example, if a small-power motor company completes its self-declaration, for hoods, should the self-declared motor be reported to the 3C report? It is to replace the motor in the report with a self-declared motor. The number in front is the self-declared number, not the CQC number or CCC number.

Expert answers:

It needs to be updated to the report. The company provides the self-declaration number or self-declaration number + voluntary certificate number, so that it can pass the annual supervision and inspection of the purchase inspection and the product consistency items of the whole machine, otherwise the original range hood type test report is a key part The CCC certificate of the small power motor in the list has been "cancelled".


For a hot and cold water dispenser product to apply for CCC, can the compressor only provide CQC voluntary mark certification?

Expert answers:

The answer is no, because the compressor is a product in the compulsory product certification catalog, and a self-declared number must be provided. If there is an associated voluntary certification number, it can be listed in the key parts list. For example, the compressor CCC self-declaration is like a "prescribed action" in a gymnastics competition, which must be completed.


Now that the fuse link is converted to self-declaration, do we need to make changes when we report the whole machine?

Expert answers:

It is the same as question 2 "The low-power motor CCC in the range hood turns to self-declaration".

For example, the name of the son of the head of the household on the household registration book and the name on the ID card are "Chen Gangsheng", and later changed the name to "Jackie Chan". The name on the ID card is already "Jackie Chan". Should the name be updated to "Jackie Chan"? Otherwise, the name of the same person on the ID card and the household register will be inconsistent.

Will compressors that use self-declaration with the CCC mark be subject to special supervision? What will happen to products or self-declared content that do not meet the compulsory certification mark and certification related requirements found during the supervision?

Expert answers:

The Market Supervision Bureau will conduct market surveillance spot checks or special supervision spot checks on self-declared products in accordance with relevant laws and regulations and the implementation requirements of compulsory certification; products or self-declaration content found that do not meet the compulsory marking and certification requirements will be strictly followed. Laws and regulations punish the person responsible for self-declaration and take corresponding measures. The person responsible for self-declaration shall bear full responsibility for the quality of the product and the content of the self-declaration